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: Securities Law Prof Blog

ALJ Orders Cease and Desist of Illegal Stock Option Programs

By Securites Lawprof

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An administrative law judge ordered James Y. Lee to cease and desist from violations of the registration provisions of the securities laws and to disgorge $2,866,375 of ill-gotten gains. From 2002 to 2005, Lee advised and guided several microcap issuers...

Full post as published by Securities Law Prof Blog on August 28, 2008 (boomark / email).

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