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Criminal Law

: SECLaw.com

Do You Need an Attorney?

By Mark H. Astarita, Esq.

Current market conditions are having a significant upheaval in the financial services industry, and many brokers are changing firms, or planning to start their own investment advisory firms. It is obviously a big step, and one that needs to be carefully planned and considered.Part of that planning and consideration needs to be with a securities attorney. Too many financial professionals engage in months of negotiation with a new firm, then resign, without ever having seen their new agreement in writing, and trusting the new firm's management to produce a document that conforms to the months of discussion. That is not the best way to go about a transition, yet it is done all the time. Some brokers feel that the agreements are not negotiable or that they are all the same...continue to full post

Full post as published by SECLaw.com on November 11, 2008 (boomark / email).

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