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Corporate & Securities Law
: Jim Hamilton's World of Securities RegulationBy Jim Hamilton
Between September 15, 2008 to March 15, 2009, issuers making securities offerings under either Rule 505 or 506 of federal Regulation D must file the version(s) of Form D accepted by the SEC at the time of filing, along with a manually executed Form U-2, Uniform Consent to Service of Process, when the version of Form D filed in connection with the offering does not contain a consent to service of process, and any other information required by the Maryland rules pertaining to Rule 505 or 506, including the applicable fee.
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Full post as published by Jim Hamilton's World of Securities Regulation on December 03, 2008 (boomark / email).
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