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: Securities Law Prof Blog

SEC Approves FINRA Rule to Raise Amount for Single Arbitrator to $100,000

By Securites Lawprof

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The SEC approved a proposed rule change submitted by FINRA to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to raise the amount in controversy that will be heard by...

Full post as published by Securities Law Prof Blog on February 03, 2009 (boomark / email).

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