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Academic

: Securities Law Prof Blog

Ketchum Appointed FINRA CEO

By Securites Lawprof

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As expected, Richard G. (Rick) Ketchum has been appointed FINRA's Chief Executive Officer, replacing the new SEC Chair Mary Schapiro. Ketchum currently serves as CEO of New York Stock Exchange (NYSE) Regulation and as Chairman of FINRA's Board of Governors,...

Full post as published by Securities Law Prof Blog on February 24, 2009 (boomark / email).

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