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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

Hawaii Reduces Certain Securities Fees by 50% in 2009Hawaii has reduced certain securities fees by 50% to the following amounts. The reduced amounts are in effect from January 1, 2009 through December 31, 2009. On January 1, 2010, the original (and higher) fees will be reinstated. NOTE: The fee for Rule 505 and 506 offerings under federal Regulation D remains at $100.Reduced fee amounts:Dealer application, 100; renewal, $100Investment adviser application, $50; renewal $50Salesperson application, read more

Full post as published by Jim Hamilton's World of Securities Regulation on March 04, 2009 (boomark / email).