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: Securities Law Prof Blog

Six CHX Specialist Firms Settle SEC Charges

By Securites Lawprof

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The SEC announced that on March 11, 2009, the United States District Judge for the Southern District of New York entered Final Consent Judgments in the Commission's previously filed cases against six specialist firms operating on the Chicago Stock Exchange...

Full post as published by Securities Law Prof Blog on March 13, 2009 (boomark / email).

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