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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Commissioner Parades Suggests Four Ways to Make SEC Enforcement More EffectiveSEC Commissioner Troy Paredes has suggested four ways to make SEC enforcement more efficient and effective: involving case selection, case tracking, cooperation credit, and self assessment. In remarks at the Southeastern Securities Conference in Atlanta, he said that he would be exploring these areas with the other commissioners and with the new Enforcement Director Robert Khuzami. (We were honored to have Commissioner read more

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Full post as published by Jim Hamilton's World of Securities Regulation on March 23, 2009 (boomark / email).

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