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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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US Securities Exchanges Urge SEC to Adopt Modernized Uptick Rule With Congress readying legislation directing the SEC to reinstate rule 10a-1, the uptick rule, a consortium of US securities exchanges sent a letter to SEC Chair Mary Schapiro urging the Commission to adopt a modified and modernized version of the uptick rule. The exchanges also urged the Commission to adopt a Circuit Breaker that would trigger the application of the modified uptick rule only after the price of a stock has experien read more

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Full post as published by Jim Hamilton's World of Securities Regulation on March 25, 2009 (boomark / email).

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