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Corporate Governance
: The Race to the Bottom41st Annual Rocky Mountain Securities Conference
By Scott James
On Friday, Denver hosted the 41st Annual Rocky Mountain Securities Conference. The event featured presentations from numerous SEC attorneys, including Commissioner Luis A. Aguilar and Acting Director of the Division of Corporate Finance Shelley E. Parratt as well as Denver locals Josiah Hatch and Cathy Krendl.
Unlike last year's conference, where the day ended with break-out sessions, this year eight attorney panels and one lunch speaker addressed the entire audience.
Throughout the day the speakers covered many of the topics we explore in our blog posts including shareholder access, executive compensation, fiduciary duties, and SROs.
Over the next few days, we will provide more detail regarding the highlights of the event.
Full post as published by The Race to the Bottom on May 11, 2009 (boomark / email).
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Annual Cost to Insurers Nearly $1.5 Billion
Hartz Mountain
Recalls Chicken-Basted Rawhide Chips for Dogs
Securities Settlement
GMH Trust Securities to pay $8.75 million in pending class action suit.
WellCare Settles Securities Class Action
WellCare Settles Securities Class Action
Auction Rate Securities
ARS stocks purchased from a brokerage
Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.

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