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: Securities Law Prof Blog

SEC Removes Requirement of NYSE Surveillance Program to Track Floor Trading

By Securites Lawprof

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On July 28, 2009, the SEC issued an Order that removes the requirement for NYSE operate an on-floor video and audio surveillance program to track floor trading activity at NYSE trading posts, operated as a pilot, pursuant to the April...

Full post as published by Securities Law Prof Blog on July 28, 2009 (boomark / email).

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