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Corporate & Securities Law
: FinancialCounselSecurities Regulator Takes Sweeping Action To Protect Municipal Bond Investors
By James Eccleston
FINRA (the Financial Industry Regulatory Authority) has launched a "comprehensive initiative" to protect municipal bond investors. Among other things, FINRA is conducting "sweeps" of financial services firms and has published investor alerts and on-line tools in an effort to inform investors and better protect their interests. Let's examine FINRA's efforts.
Full post as published by FinancialCounsel on August 03, 2009 (boomark / email).
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