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Corporate & Securities Law

: Business Law Prof Blog

SEC's Woes

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The SEC has admitted that it lacks the expertise or the technology to monitor securities trading and that, therefore, it leaves such matters to the SROs, Finra and NYSE Regulation. Yet the SEC is close to proposing rules to "regulate"...

Full post as published by Business Law Prof Blog on August 20, 2009 (boomark / email).

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