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Ethics

: Legal Ethics Forum

Is the SEC targeting a biglaw partner in a securities fraud case?

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The WSJ law blog is carrying the story.  You may recall that the lawyer, a partner at Proskauer, attended an SEC interview with an officer of his client and gave what I consider to be an ambiguous answer when asked if represented the officer personally.  If the WSJ blog is correct, he will have much bigger things to worry about: the SEC accepted a plea bargain that suggests that it believes the lawyer made material falsehoods to the SEC.  No doubt there will be more news on this story.

Full post as published by Legal Ethics Forum on August 27, 2009 (boomark / email).

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