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Legal News

: International and UK Law

Broker fined by Financial Services Authority over ?acts of omission? on illegal trading

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A stockbroker who missed ?clear warning signals? and allowed a client to trade on inside information has been fined £20,000 by the Financial Services Authority (FSA) but allowed to continue working in the City.

Full post as published by International and UK Law on September 02, 2009 (boomark / email).

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