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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

SEC Inspector General Finds Madoff Enforcement Failures, Particularly Failure to Verify Through Independent Third PartiesThe SEC Inspector General has concluded that, despite numerous credible and detailed complaints, the SEC never properly investigated Bernard Madoff?s trading and never took the necessary steps to determine if Madoff was operating a Ponzi scheme. Had these efforts been made with appropriate follow-up at any time beginning in June of 1992 until December 2008, said the Inspector read more

Full post as published by Jim Hamilton's World of Securities Regulation on September 03, 2009 (boomark / email).