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: Securities Law Prof Blog

D.C. Circuit Vacates Restitution Order in NASD Disciplinary Proceeding for Lack of Causation

By Securites Lawprof

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The D.C. Circuit's opinion in Siegel v. SEC (No. 08-1379, Jan. 12, 2010) contains at least two lessons. First, the D.C. Circuit continues its longstanding practice of stridently criticizing the agency's decisionmaking. Second, causation principles, which have been used so...

Full post as published by Securities Law Prof Blog on January 19, 2010 (boomark / email).

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