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Academic
: Securities Law Prof BlogSEC Posts Text of Proposed Rule on Risk Management Controls for Broker-Dealers with Market Access
By Securites Lawprof
Full post as published by Securities Law Prof Blog on January 20, 2010 (boomark / email).
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Questions home sellers should ask potential brokers
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The role brokersplay
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
Timberland
Unsolicited Text Messages Cost Company $7 Million
T-Mobile USA Inc.
allegedly charged customers for unsolicited text messages.
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.
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It's time to embrace Risk Management
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