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: Securities Law Prof Blog

FINRA Dismisses Charges Against Former Knight Securities CEO

By Securites Lawprof

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The National Adjudicatory Council (NAC) of the Financial Industry Regulatory Authority (FINRA) issued a ruling today dismissing charges that Kenneth Pasternak, former CEO of Knight Securities, L.P., and John Leighton, former head of the firm's Institutional Sales Desk, were responsible...

Full post as published by Securities Law Prof Blog on March 04, 2010 (boomark / email).

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