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: Securities Law Prof Blog

SEC Charges Former Stock Loan Trader in Cash Kickback Scheme

By Securites Lawprof

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The SEC filed charges against a former securities lending, or "stock loan," trader for participating in a long-running cash kickback scheme involving stock loan transactions at several major Wall Street brokerage firms. The Commission's complaint alleges that from March 2004...

Full post as published by Securities Law Prof Blog on March 09, 2010 (boomark / email).

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