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Corporate & Securities Law

: Business Law Prof Blog

A new role for the States?

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Word is that an asset threshold implemented in 1996 will be raised by the imminent regulatory reform, bringing many more investment advisers under the jurisdiction of State regulators. See "State securities cops may soon see plates a lot fuller," Investment...

Full post as published by Business Law Prof Blog on April 06, 2010 (boomark / email).

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