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: New Jersey Law BlogAdvisers switching firms need a plan
By Stark & Stark
Thomas B. Lewis, Chair of Stark & Stark's Employment Group, was quoted in the April 27, 2010 Reuters.com article, WEALTH MANAGER-Advisers switching firms need a plan. The article discusses the hardships advisers face when they have made the decision to leave their firm and head out on their own, the most troublesome issue: not being able to inform clients in advance.
Mr. Lewis states that secrecy is essential - if an adviser tells his clients before he leaves his old firm, he can be sued for breaching his duty of loyalty. You can read the full article online here.
Full post as published by New Jersey Law Blog on April 28, 2010 (boomark / email).
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