Corporate Governance

42nd Annual Rocky Mountain Securities Conference Today

By Joseph Aguilar

The Race to the Bottom is covering the 42^nd Rocky Mountain Securities Conference happening today in Denver, Colorado.  We will provide thoughts throughout the day along with more detailed remarks about the issues over the course of the next few days.

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The conference opened with comments by Commissioner Elisse Walter.  Of particular interest, Commissioner Walter expressed her personal feelings that the SEC needs to address the Municipal Securities Market.  The size and increased participation by retail investors in this area dictates that the SEC act to create a more leveled field where, as the Commissioner describes, investors receive second class treatment compared to other regulated areas.  This concern is being addressed in part by the creation of new specialty groups within the SEC, of which Municipal Securities is included. 

Full post as published by The Race to the Bottom on May 07, 2010 (boomark / email).