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: Securities Law Prof Blog

NASAA Urges Congress to Adopt Fiduciary Duty Standard for Broker-Dealers

By Securites Lawprof

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NASAA continues its campaign to convince Congress to adopt the House version of the financial reform legislation that calls for the SEC to adopt a fiduciary duty for broker-dealers providing personal advice to retail investors, instead of the Senate version...

Full post as published by Securities Law Prof Blog on June 15, 2010 (boomark / email).

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