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: Securities Law Prof Blog

FINRA Assumes Regulatory Functions for NYSE Euronext's Equities and Options Markets

By Securites Lawprof

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NYSE Euronext and FINRA announced that they have completed the previously announced agreement under which FINRA will assume responsibility for performing the market surveillance and enforcement functions currently conducted by NYSE Regulation. The agreement is effective immediately. Under the agreement,...

Full post as published by Securities Law Prof Blog on June 15, 2010 (boomark / email).

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