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: Securities Law Prof Blog

SEC Charges California Investment Adviser with Fraud and Fiduciary Duty for Unsuitable Recommendations

By Securites Lawprof

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On June 28, 2010, the SEC filed a civil action in the United States District Court for the Central District of California charging Life Wealth Management, Inc. and its owner Jeffery S. Preston with fraud and breach of fiduciary duty...

Full post as published by Securities Law Prof Blog on June 29, 2010 (boomark / email).

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