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Umb Acquires Prairie Capital Management LLC

By TechAgreements

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Prairie, with offices in Kansas City, Denver, Chicago, and Philadelphia, operates a national asset and wealth management practice serving a diverse client base including high net worth private clients, family offices, trusts, foundations and endowments, corporations and plan sponsors. The Prairie team provides institutional-quality investment advice, using a multi-manager approach on an open...

Full post as published by TechAgreements on June 30, 2010 (boomark / email).

Lawsuits and Settlements

Pacific Capital Bancorp 401(k) / ERISA Stock Fraud
Pacific Capital Bancorp 401(k) / ERISA Stock Fraud

Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud
Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud

Morgan Stanley Capital
401(k) / ERISA Stock Fraud

Frank Bluestein, The Maximum Financial Group, Inc., Questar Capital Corporation, and Gunnallen Financial, Inc.
alleging schemed investors out of hundreds of millions of dollars.

Petroleum Mishaps
BP settles $9.75 million mis-management suit.

Sunwest Management Inc.
allegedly misled residents about staff and daily care.

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