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: Securities Law Prof Blog

SEC Approves FINRA Rule Change to Increase Names on Arbitrator Lists

By Securites Lawprof

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The SEC approved a proposed rule change (SR-FINRA-2010-022), filed by the Financial Industry Regulatory Authority to amend the Codes of Arbitration Procedure to increase the number of arbitrators on lists generated by the Neutral List Selection System. Publication is expected...

Full post as published by Securities Law Prof Blog on July 12, 2010 (boomark / email).

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