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: Securities Law Prof Blog

SEC Adopts Improved Disclosure about Investment Advisers

By Securites Lawprof

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The SEC today voted unanimously to adopt changes to the principal disclosure document that SEC-registered investment advisers must provide to their clients and prospective clients. Form ADV, Part 2 ? commonly referred to as the ?brochure? ? explains to the...

Full post as published by Securities Law Prof Blog on July 21, 2010 (boomark / email).

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