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Academic

: Securities Law Prof Blog

Raymond James Pays $3.5 Million to ARS Purchasers in Arbitrations

By Securites Lawprof

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Since July 2010, FINRA arbitrators have ordered brokerage units of Raymond James Financial to buy back from customers auction rate securities (ARSs) totalling $3.5 million (3 separate proceedings). By way of contrast, ARS purchasers have not generally been successful in...

Full post as published by Securities Law Prof Blog on August 26, 2010 (boomark / email).

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