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: Securities Law Prof Blog

FINRA and UK Regulator Enter Cooperation Agreement

By Securites Lawprof

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The U.K. Financial Services Authority (FSA) and FINRA have entered into a Memorandum of Understanding (MOU) to support more robust cooperation between the two regulators. The MOU establishes a framework for enhancing the ability of the FSA and FINRA to...

Full post as published by Securities Law Prof Blog on September 20, 2010 (boomark / email).

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