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Corporate & Securities Law

: Business Law Prof Blog

SEC Charges: True Facts and Misleading Positive Spin

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The SEC announced charges on September 21 against a Minnesota attorney (who left his partnership to run the fund) and two Bay Area fund promoters for misleading investors. (Complaint here.) The SEC asserts that, initially, the fund's sole business was...

Full post as published by Business Law Prof Blog on September 27, 2010 (boomark / email).

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