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Corporate & Securities Law

: Business Law Prof Blog

Those Other Regulators...

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like FINRA, which although being the largest in the securities industry, still fulfills only "quasi-governmental" duties, sometimes reach across the ocean to conclude cooperative Memoranda of Understanding. Late last month, FINRA executed such an agreement with the UK's chief regulator;...

Full post as published by Business Law Prof Blog on October 05, 2010 (boomark / email).

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