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Academic
: Securities Law Prof BlogFINRA Proposes New Disclosures from Broker-Dealers to Retail Investors
By Securites Lawprof
Full post as published by Securities Law Prof Blog on October 28, 2010 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Shell Canada Proposes Heavy Oil Refinery
Air and Water at Risk in Michigan
Verizon Wireless
Proposes a $21 Million Early Termination Settlement
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.
TouchPlay Lottery
Settles with Two More Investors
Nine Figure Settlement Approved in American Investors Life Insurance Class Action
Nine Figure Settlement Approved in American Investors Life Insurance Class Action

FINRA Proposes Changes To Broker/Dealers Back-Office Operations
Another Broker/Dealer Goes Out Of Business
FINRA Eyes Nontraded REIT Sales Practices Of Broker Dealers
FINRA Shuts Down Broker/Dealer GunnAllen









