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Academic

: Securities Law Prof Blog

FINRA Files Proposal for All-Public Arbitration Panels in Customer Disputes

By Securites Lawprof

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FINRA filed with the SEC its proposed rule change that would give customers the option of selecting all-public arbitrator panels in disputes with their brokerage firms or registered representatives. The SEC has not yet published the rule change for public...

Full post as published by Securities Law Prof Blog on October 28, 2010 (boomark / email).

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