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: Securities Law Prof Blog

SIFMA Releases Impact Assessment Survey of Uniform Standard of Care for BDs and IAs

By Securites Lawprof

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According to a study commissioned by SIFMA, retail investors would see reduced product and service availability and higher costs under a uniform standard of care for investment advisers and broker dealers that does not recognize distinctions among business models. In...

Full post as published by Securities Law Prof Blog on November 01, 2010 (boomark / email).

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