Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Academic
: Securities Law Prof BlogSEC's Director or Investment Management Reviews Initiatives and Developments
By Securites Lawprof
Full post as published by Securities Law Prof Blog on November 02, 2010 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Rituxan
FDA Reviews Cancer Medication Associated with PML
Matrixx Initiatives Inc.,
401(k) / ERISA Stock Fraud
Investor Fraud
Company president and director Gregory William Rivers to pay $10,000 shareholder fraud settlement.
American Equity Investment Life
Settles Class Action
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.

Investment Advisers Put On Notice Of Current SEC Compliance Concerns
A method to describe management initiatives on double axes
Creating a Dynamic Investment Management Regulatory Scheme
SEC Comments On Pending Legislative Initiatives Impacting Investment Advisers And Investors
Correlate attributes of management initiatives to cost and productivity benchmarks









