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: Securities Law Prof Blog

Markham on Fiduciary Duties under CEA

By Securites Lawprof

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Fiduciary Duties under the Commodity Exchange Act, by Jerry W. Markham, Florida International University (FIU) - College of Law, was recently posted on SSRN. Here is the abstract: Much commentary has been directed to the role of fiduciary duties in...

Full post as published by Securities Law Prof Blog on November 07, 2010 (boomark / email).

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Lawsuits and Settlements

Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

Lehman Brothers
allegedly breached ERISA duties for employee savings plan participants.

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