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: Securities Law Prof Blog

SEC Takes Up Investment Advisers, Security-Based Swaps at Nov. 19 Meeting

By Securites Lawprof

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SEC Open Meeting Agenda for November 19, 2010 Item 1: Rules Implementing Amendments to the Investment Advisers Act of 1940 Item 2: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under...

Full post as published by Securities Law Prof Blog on November 18, 2010 (boomark / email).

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