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: Securities Law Prof Blog

SEC Proposes Permanent Rule for Municipal Advisers

By Securites Lawprof

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The SEC proposed a rule creating a new process by which municipal advisors must register with the SEC. The proposed rule, required by Dodd-Frank, would replace a temporary rule the Commission adopted in September. Municipal advisors provide advice to state...

Full post as published by Securities Law Prof Blog on December 20, 2010 (boomark / email).

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