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: beSpacificSEC Releases Staff Study Recommending a Uniform Fiduciary Standard of Conduct for Broker-Dealers and Investment Advisers
By Sabrina
Full post as published by beSpacific on January 24, 2011 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Prenuptial Agreements
Make an Airtight Prenuptial Agreement
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Uniform Commercial Code and Contracts
Interstate commercial transactions and sale of goods in the United States
Building Codes
National, local, and municipal building code sources
Wrongful Death
alleging death was caused by the conduct of negligent defendant.
Stockbrokers and Financial Advisers
alleging careless mistakes or intentional fraud.
Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.
Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.
Sunwest Management Inc.
allegedly misled residents about staff and daily care.
Restaurant Staff
Win Lawsuit Suit Against Employer for Infiltrating their MySpace Forum
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SEC Staff Study Recommends Uniform Fiduciary Standard for Investment Advisers and Broker-Dealers
A Dream Come True Fiduciary Standards for Broker-Dealers
The SEC recommends broker-dealer fiduciary duties
Initial Reactions to SEC Staff's Study on Fiduciary Duty for Advisers and Brokers
The SEC Broker/Investment Adviser Fiduciary Duty Study
NASAA Statement on SEC Staff Study on Fiduciary Duty
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