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: Securities Law Prof Blog

SEC Charges Former Galleon Portfolio Manager with Insider Trading

By Securites Lawprof

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On January 26, 2011, the SEC filed a civil injunctive action in the United States District Court for the Southern District of New York alleging that Adam Smith ? a former portfolio manager of the Galleon Emerging Technology funds (f/k/a...

Full post as published by Securities Law Prof Blog on January 28, 2011 (boomark / email).

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