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: Securities Law Prof Blog

SEC Charges AXA Rosenberg Entities for Concealing Error in Quantitative Investment Model

By Securites Lawprof

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The SEC charged three AXA Rosenberg entities with securities fraud for concealing a significant error in the computer code of the quantitative investment model that they use to manage client assets. The error caused $217 million in investor losses. AXA...

Full post as published by Securities Law Prof Blog on February 03, 2011 (boomark / email).

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