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: Securities Law Prof Blog

SEC's Walter Addresses Investment Management Institute

By Securites Lawprof

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SEC Commissioner Elisse Walter addressed the Investment Management Institute on the SEC staff studies required by Dodd-Frank 913 (harmonizing fiduciary duty) and 914 (examinations of investment advisers).

Full post as published by Securities Law Prof Blog on February 11, 2011 (boomark / email).

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