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: Securities Law Prof Blog

Agenda for Nov. 3 SEC Open Meeting

By Securites Lawprof

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SEC's Open Meeting Agenda, November 3, 2010 Item 1: Risk Management Controls for Brokers or Dealers with Market Access Office: Division of Trading and Markets Item 2: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps Office: Division...

Full post as published by Securities Law Prof Blog on November 02, 2010 (boomark / email).

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