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: Securities Law Prof Blog

Diamondback Capital Management Settles Reg M Charges

By Securites Lawprof

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On February 20, the Commission settled administrative charges against Diamondback Capital Management, LLC. The Order finds that from August 2005 until October 2005, Diamondback willfully violated Rule 105 of Regulation M on four occasions. On each occasion, in connection with...

Full post as published by Securities Law Prof Blog on February 23, 2009 (boomark / email).

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