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Academic

: Securities Law Prof Blog

FINRA Settles ARS Charges with Three More Firms

By Securites Lawprof

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FINRA announced today that it has entered into final settlements with three additional firms to settle charges relating to the sale of auction rate securities (ARS) that became illiquid when auctions froze in February 2008. The settlements announced today are... read more

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Full post as published by Securities Law Prof Blog on September 02, 2009 (boomark / email).

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