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: Securities Law Prof Blog

FINRA's Ketchum Addresses Product Concerns

By Securites Lawprof

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Rick Ketchum, Chairman and CEO, FINRA, spoke today at the CCOutreach BD National Seminar on product concerns: Private Placements & Private Self Offerings First, we're looking at retail sales of private placement interests, including those issued by broker-dealers and control...

Full post as published by Securities Law Prof Blog on February 08, 2011 (boomark / email).

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