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: Securities Law Prof Blog

SEC Issues Statement on Modifications to 2003 Analysts Settlement

By Securites Lawprof

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You will recall that I reported last week that the securities firms subject to the 2003 Analysts Settlement sought modifications to certain provisions of the settlement, which request the SEC did not oppose. The Judge approved most of them, but...

Full post as published by Securities Law Prof Blog on March 23, 2010 (boomark / email).

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