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: Securities Law Prof Blog

SEC Obtains Emergency Relief Against Distributors of Unregistered Microstock

By Securites Lawprof

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The SEC announced that on September 25, it obtained emergency relief against Stephen W. Carnes, Lawrence A. Powalisz, their companies K&L International Enterprises, Inc., Signature Leisure, Inc., and Signature Worldwide Advisors, LLC (collectively, the Stock Distributors), as well as Jared...

Full post as published by Securities Law Prof Blog on September 28, 2009 (boomark / email).

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